Compliance Week | News, Events & Thought Leadership for the …
WEBSeven public companies will pay a total of $3 million in fines for requiring employees to sign agreements containing provisions that impeded their ability to report misconduct to the Securities and Exchange Commission. For the well-informed Chief Compliance Officer and audit executive: Industry news, resources, webcasts, and more.
GRC Conferences, Seminars & Events - Compliance Week
WEBApril 28-30 | Washington, D.C. Back for it's 20th year, join 500+ compliance, ethics, legal, and audit professionals who gather to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs. Compliance Week is proud to host this landmark event, designed specifically for compliance and risk ...
Topics | Governance, Risk & Compliance | Compliance Week
WEBCW2024 panelists discuss BYOD at center of off-channel comms debate. Coverage on compliance, corporate governance updates, data privacy, regulatory policy and enforcement, and everything in between. Explore recent compliance, risk & governance news at Compliance Week.
Regulatory Policy - Compliance Week
WEBJul 1, 2024By Aaron Nicodemus. During a panel at Compliance Week’s Financial Crimes and Regulatory Compliance Summit, held June 10-11 in New York, experts discussed nuances in bank-financial technology partnerships, offering best practices for how banks should protect themselves. Premium.
Three lingering questions to arise from KPMG tribunal over …
WEBFeb 10, 2022 · Details to emerge from the disciplinary tribunal regarding KPMG’s conduct during its work at Carillion and Regenersis could have ramifications for the Big Four firm, the audit profession more widely, and potential future regulation and monitoring.
Weathering the storm: Why FinTech compliance failures persist
WEBAug 30, 2021 · News Brief CFPB lawsuit: Rent-a-Center affiliate used dark patterns to trick customers. 2024-07-31T15:31:00Z By Adrianne Appel. A nationwide rental outlet affiliated with Rent-a-Center and its chief executive have been sued by the Consumer Financial Protection Bureau for allegedly deceiving five million consumers about the terms of …
Free CPE Webcasts | Governance, Risk & Compliance | Compliance …
WEBCompliance Week's free Webcasts are typically held either Tuesdays or Thursdays at 2 p.m. ET. These Webcasts offer CPE credit to attendees and feature select partners discussing key GRC issues. Webcast attendees may be contacted by sponsors. For information, please e-mail Doug Juenemann or call (888) 519-9200.. Live Webcasts (listed below) last one hour and must be viewed in their entirety in ...
What companies/auditors need to know for 2021 year-end audits
WEBDec 6, 2021 · Article Report: Record low number of going concern opinions in FY2020. 2022-02-28T17:17:00Z By Maria L. Murphy. Public companies receiving going concern audit opinions during fiscal year 2020 were at the lowest number and percentage in the past 21 years, with little change among common issues, …
RDx Bioscience, CEO settle kickback case for $13M
WEBJan 11, 2024 · A New Jersey-based clinical laboratory and its chief executive officer agreed to pay more than $13 million to the Department of Justice (DOJ) to settle illegal kickback allegations. RDx Bioscience and CEO Eric Leykin engaged in a scheme, between 2017 and 2023, to pay five different types of kickbacks designed to induce referrals for lab testing ...
Rule requires banks report significant ‘computer-security incidents ...
WEBNov 19, 2021 · Federal banking regulators issued a rule that requires financial institutions to notify their regulator within 36 hours of a “computer-security incident” that materially affects their operation, ability to deliver services, or the stability of the financial sector.
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