U.S. SEC Chair Gary Gensler Confirmed
Hester Peirce undermines Gary Gensler as Congress grills the U.S. SEC chair on crypto crackdown
U.S. SEC chair Gary Genser has appeared before the House Financial Services Committee in a hearing titled “Oversight of the Securities and Exchange Commission." A hearing memo issued by the Committee on Financial Services Staff on September 19th revealed that the financial watchdog has not clearly defined digital assets as securities.
SEC Chair Gary Gensler Says Crypto Industry Rife With ‘Hucksters’ and ‘Grifters’: Report
The chair of the U.S. Securities and Exchange Commission (SEC), Gary Gensler, is reportedly highlighting what he thinks is wrong with the cryptocurrency industry. Gensler says the crypto industry is “rife with fraud and hucksters and grifters,” reports BBC.
SEC commissioner previews Capitol Hill grilling of Chair Gary Gensler
The House Financial Services Committee will grill all five members of the Securities and Exchange Commission, including Chairman Gary Gensler this week.
U.S. SEC Chair Gary Gensler Confirmed as a Keynote Speaker at Money20/20 USA
Money20/20, the world's leading fintech show, and the place where money does business, today unveils Gary Gensler, Chair of the U.S. Securities and Exchange Commission (SEC), will join a session at Money20/20 USA held in Las Vegas at The Venetian Resort on Oct.
Congress is set to grill SEC Chair Gary Gensler. Will it help crypto?
Commissioners are set to testify in front of Congress this week to discuss the agency's role in regulating markets
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'We are Running Out of Time': U.S. House Democrat Urges Stablecoin Bill Compromise
U.S. Rep. Maxine Waters (D-Calif.), the House Financial Services Committee's ranking Democrat, suggested in a Securities and ...
Government Executive1h
FBI raids government IT and cyber contractor Carahsoft
The FBI raided the Reston, Virginia headquarters of IT, software and cybersecurity services provider Carahsoft Technology ...
U.S. SEC fines 11 companies more than $88-million over record-keeping violations
Eleven broker-dealers and investment advisers have agreed to pay fines of more than $88-million to resolve allegations they ...
Bartlesville Examiner-Enterprise on MSN21h
SEC charges Bartlesville crypto CEO Anthem Blanchard with $5M securities fraud
The U.S. Securities and Exchange Commission (SEC) filed charges against Anthem Hayek Blanchard, CEO of Anthem Holdings Co., ...
Securities Enforcement
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U.S. Securities and Exchange Commission Latest News
August 30, 2024, 2:18 PM ESTBanking & Financial Services August 29, 2024, 12:24 PM ESTManufacturing August 06, 2024, 2:29 PM ESTRetailing July 12, 2024, 10:43 AM ESTBanking & Financial Services ...
CIBC Hit With Record-Keeping Penalties in U.S. From CFTC, SEC
The CFTC order imposes a $30 million civil monetary penalty and orders CIBC to cease and desist from further violations of record-keeping and supervision requirements. The commission said it also was ...
The Daily Hodl4d
Judge Extends Deadline for U.S. Securities and Exchange Commission To Produce Documents in Coinbase Court Battle
A judge has granted the U.S. Securities and Exchange Commission's (SEC) request for a deadline extension to produce documents ...
InvestmentNews2h
SEC penalizes Brighton Securities over fee disclosures, conflicts
Broker-dealers and RIAs are right now in a position where they must over disclose," says one industry executive.
JD Supra1d
SEC Approves Nasdaq Corporate Governance Rule Amendments to Cure Periods and Phase-In Schedules
On August 26, 2024, the U.S. Securities and Exchange Commission (SEC) issued an order approving  proposed amendments by The Nasdaq Stock Market ...
The U.S. Securities and Exchange Commission (SEC) Awards Casepoint 5-Year Contract Extension for AI-Powered SaaS Data Discovery Platform
The U.S. Securities and Exchange Commission (SEC) has awarded Casepoint a five-year contract for its cloud-based data ...