Welcome to our December 20243 Regulatory Roundup, where we provide practical advice on the latest regulatory headlines. We ...

Hiring good people for compliance departments is getting harder as young professionals increasingly gravitate toward business ...

Tokinvest, a marketplace that connects real-world asset issuers with investors, announced the appointment of Mike Mingee as chief compliance officer and money laundering reporting officer.

Fintech companies that partner with banks to deliver financial products and services can be among the most compliance-fortified financial ...

Last week, Ola Electric stated that its CMO and CTO have quit with immediate effect. Anshul Khandelwal said that he resigned ...

HCA Healthcare has named Wendy Warren senior vice president and chief ethics and compliance officer, effective March 3.

HCA Healthcare (HCA) announced that Wendy Warren, a more than 10-year veteran of HCA Healthcare, has been appointed senior vice president and ...