Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target ...
Vanguard to pay $106M to settle SEC charges over TRF disclosure violations
Vanguard to pay $106.41M penalty for misleading investors on capital gains distributions and tax consequences in target date ...
Vanguard to pay $106.4 million to settle US SEC charges, regulator says
The SEC found that retail investors in certain Vanguard target retirement funds faced higher tax liabilities and were ...
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Vanguard to pay SEC $106M to settle violations over ‘misleading’ target date fund statements
In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...
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Vanguard Hit With Record $106M SEC Fine
A major SEC fine against Vanguard reveals serious issues with target date retirement funds. The $106 million penalty highlights how fund changes can trigger unexpected tax consequences for investors.
Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
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Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
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Vanguard Settles with SEC, Agrees to Pay $106 Million
Vanguard settles SEC charges with a $106 million payout. Its status in the impending "crypto cooldown" remains unclear.
Which Vanguard ETFs Offer the Highest Dividend Yields?
Investors can find plenty of great exchange-traded funds (ETFs) to generate income. Which Vanguard ETFs offer the highest ...
Vanguard Settles With SEC Over Surprise Capital-Gains Taxes
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...