President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.

Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities markets.

The U.S. Securities and Exchange Commission (SEC) is set to collect $63.1 million in fines from nine investment advisers and three broker-dealers over the use of unapproved communication methods.

The proposed funds, which include the VanEck Solana Trust, 21Shares Core Solana ETF, Canary Solana ETF, and Bitwise Solana ETF, would directly track the price of the fourth-largest cryptocurrency by market capitalization.

On December 11, 2024, the U.S. Court of Appeals for the Fifth Circuit (“Fifth Circuit”) vacated the U.S. Securities and Exchange Commission’s

The ETFs aim to track 200% of their reference assets' daily performance through swaps, call options, and direct investments.

On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping

The SEC's first closed meeting under Acting Chair Mark Uyeda may influence the ongoing Ripple lawsuit, with experts speculating a possible settlement.

Two Wall Street titans are shelling out a combined $60 million to the U.S. Securities and Exchange Commission for allegedly serving their own interests at the detriment of clients.

BlackRock CEP Larry Fink advocates for tokenization of bonds and stocks, citing efficiency, transparency, accountability and cost savings.

Coinbase has petitioned the U.S. Second Circuit Court of Appeals to have secondary crypto transactions deemed not securities.  In a Jan. 21 filing, the crypto exchange emphasized that understanding if secondary market crypto transactions are investment contracts under securities laws is of “immense importance to the crypto industry.

Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company registration.